Broker Check
Michael J. Hartman

Michael J. Hartman

Chief Compliance Officer

Michael J. Hartman has been with Northeast Planning Associates, Inc. since 1983. In his 30 years with NPA, Mike, who is the son of the firm's founder, Jack Hartman, has served in a variety of positions.

In his current role as Chief Compliance Officer he is responsible for managing the regulatory risk and compliance, focusing on education, communication, and direct oversight of NPA and all of the advisors, staff, and offices. Also as Director of Operations, Mike handles and oversees day-to-day operations of the Bedford physical site as well as providing significant advisor support, acting as an intermediary between the advisors and broker/dealer, LPL Financial.

Mike earned the CRCP designation (Certified Regulatory and Compliance Professional) through FINRA and the Wharton School of Business at the University of Pennsylvania. Mike holds Series 6, 7, 24, and 63 registrations through LPL Financial. He also holds an undergraduate degree in Business Management from Southern New Hampshire University.

Mike resides in Merrimack, NH with his wife Tammy and has one adult daughter currently living and working in Michigan.